Answering Disclosure Questions

How to answer disclosure questions in the Individual MU4 Form.

About this task

Disclosure questions in the MU4 form must be answered truthfully and completely, as they relate to legal, financial, and professional background. See the NMLS Policy Guide for authoritative information on disclosure questions.

Procedure

  1. Navigate to the NMLS Login page (State Context).
  2. Log in to your NMLS account.
  3. Navigate to your MU4 Filing.
    • If you already have a license and need to make an update, select Update Record from the Actions section.
    • If you already have a filing in progress, select the MU4 Filing link under My Tasks.
    • If you are completing a new license application, select the Add New License button.
    An MU4 Form is opened.
  4. Click the Disclosure Questions link on the left navigation panel.
  5. Answer each question and provide explanations or documentation if required.
    Note: See Providing Disclosure Explanations for more information.
  6. Select Save.

What to do next

Completing the Criminal Background Check Process