Completing Application Requirements Submitted Outside of NMLS

Learn how to identify and complete application requirements that must be submitted directly to state agencies outside of NMLS.

About this task

Some MU4 requirements must be completed outside of the NMLS system and submitted directly to the appropriate state agency.

Information about the requirements that must be completed outside of the NMLS system can be accessed via the Agency Guidance section of the Individual MU4 Form.

Alternatively, you can refer to the following resources on the NMLS Resource Center:

Procedure

  1. Navigate to the NMLS Login page (State Context).
  2. Log in to your NMLS account.
  3. Navigate to your MU4 Filing.
    • If you already have a license and need to make an update, select Update Record from the Actions section.
    • If you already have a filing in progress, select the MU4 Filing link under My Tasks.
    • If you are completing a new license application, select the Add New License button.
    An MU4 Form is opened.
  4. Click the Agency Guidance link on the left navigation panel.
  5. Review the agency guidance provided for the licenses that are a part of your Individual MU4 Filing.
  6. Identify all requirements that are indicated to sent directly to the state agency.
  7. Prepare and submit all required documents within the timeframe listed in the Agency Guidance section.