Attesting and Submitting a New MU1 Application
Complete the final step of the MU1 new application process by legally attesting to the filing information and submitting it to state regulators through NMLS.
About this task
Procedure
- Navigate to the NMLS Login page (State Context).
- Log in to your NMLS account.
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Select from the menu.
The Company Filing screen is displayed.
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Select Create New Filing.
The Company Form (MU1) opens, beginning on the Business Activities screen.
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Select Attest and Submit from the left navigation
panel.
Note: If errors are listed, click the section link to navigate to the issue, correct it, and return to the Attest and Submit section. Repeat until all errors are resolved.Note: The Bonds Pending Action section may not be available if no bonds are in the Pending Action list. In that case, confirm authority has been granted to the corresponding surety and contact the surety to check on the process. See Managing NMLS Electronic Surety Bonds for Licensees for more information.
- Review the attestation language displayed in the Attest and Submit section.
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Select the checkbox next to
I verify that I am the named person above and that I am authorized to attest and submit this filing on behalf of the Applicant.
- Click Attest and Submit.
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If applicable, complete the payment process on the one-time payment page.
Note: NMLS accepts payment by credit card (Visa or MasterCard) or ACH transfer. Once payment is successfully submitted, the filing becomes viewable by the regulator(s).Note: For details on applicable fees, see NMLS Processing Fees.