Attesting to Your Individual MU4 Filing

How to attest to an Individual MU4 Filing in NMLS.

About this task

After completing all sections of the MU4 Form and satisfying all requirements listed in the Agency Guidance section, you are ready to attest and submit your filing.

Procedure

  1. Navigate to the NMLS Login page (State Context).
  2. Log in to your NMLS account.
    Note: If you are landed on the NMLS Classic screen:
    • Ensure you are in the State context by selecting State from the You are currently drop down list.
      NMLS Context Selector
    • Select the NMLS Connect tab to manage your individual filing.
  3. Navigate to your MU4 Filing.
    • If you already have a license and need to make an update, select Update Record from the Actions section.
    • If you already have a filing in progress, select the MU4 Filing link under My Tasks.
    • If you are completing a new license application, select the Add New License button.
    An MU4 Form is opened.
  4. Select the Attest and Submit link in the left navigation panel.
  5. Review the errors and warnings in the Completeness Check section.
    Note: If there are any outstanding items, satisfy each item before attesting to the form.
  6. Select I verify that I am the named person above and agree to the language as stated.
  7. Select the Submit Filing button.

What to do next