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Maintaining Your Company License
Explains the ongoing responsibilities for maintaining your company license in NMLS, including filing amendments when changes occur and meeting periodic reporting requirements.
Filing Amendments to the Company MU1 Form
Explains what an MU1 amendment filing is and why companies file amendments in NMLS—to keep their official record current and accurate with state regulators.
Creating a Company MU1 Amendment Filing
Learn how to create a Company MU1 amendment filing in NMLS to update your company’s information with state regulators.

Maintaining Your Company License
Explains the ongoing responsibilities for maintaining your company license in NMLS, including filing amendments when changes occur and meeting periodic reporting requirements.
- Determining License or Registration Status
  Learn how to determine the status of your company, branch, control person, and sponsored individual licenses and filings, as well as important filing deadlines, using NMLS tools such as the Company Snapshot and Company Dashboard.
- Responding to License Items
  Review and internally respond to license items placed on your company, branch, or sponsored individual licenses.
- Gathering Requirements
  Understand how to identify and collect the information and documents needed to complete filings in NMLS.
- Filing Amendments to the Company MU1 Form
  Explains what an MU1 amendment filing is and why companies file amendments in NMLS—to keep their official record current and accurate with state regulators.
  - Creating a Company MU1 Amendment Filing
    Learn how to create a Company MU1 amendment filing in NMLS to update your company’s information with state regulators.
  - Advance Change Notice for Company MU1 Amendments
    Learn when and how an Advance Change Notice (ACN) is required before filing Company MU1 amendments in NMLS.
  - Amending Answers to Disclosure Questions
    Update or delete previously entered answers and explanations for disclosure questions in the Company (MU1) Form.
  - Attesting and Submitting an MU1 Amendment
    Complete the final step of an MU1 amendment by legally attesting to the updated information and submitting it to state regulators through NMLS.
- Completing Amendment Requirements Submitted Outside of NMLS
  Understand the external requirements and documentation you must complete outside of NMLS when submitting company license or registration amendments.

Creating a Company MU1 Amendment Filing

Learn how to create a Company MU1 amendment filing in NMLS to update your company’s information with state regulators.

About this task

You must create a new Company Form (MU1) filing to amend your company's information with state regulators.

Procedure

Navigate to the NMLS Login page (State Context).
Log in to your NMLS account.
Select Filing > Company (MU1) from the menu.
The Company Filing screen is displayed.
Select Create New Filing.
The Company Form (MU1) opens, beginning on the Business Activities screen.

Contact the NMLS Call Center with any questions: 1-855-665-7123
Monday - Friday from 9:00AM to 9:00PM ET
Available from all U.S. States and Territories.