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Filing the Individual MU4 Form in NMLS
Understand the purpose of the Individual MU4 Form and what to expect when filing it in NMLS.
Determining MU4 Filing Status
Learn how to review the status of a submitted MU4 filing in NMLS.
Viewing Your MU4 Filing Status in NMLS Connect
How to check your MU4 filing status in NMLS Connect.

Filing the Individual MU4 Form in NMLS
Understand the purpose of the Individual MU4 Form and what to expect when filing it in NMLS.
- Information You Need Before You Can Apply
  Gather essential personal, historical, and state-specific documentation before beginning your MU4 license application filing.
- Creating an Individual MU4 Filing
  Learn how to create a new MU4 filing to begin applying for an MLO license or registration in NMLS.
- Completing an Individual MU4 Filing
  Learn how to complete and submit an Individual MU4 filing to apply for a license or registration through NMLS.
- Completing Application Requirements Submitted Outside of NMLS
  Learn how to identify and complete application requirements that must be submitted directly to state agencies outside of NMLS.
- Determining MU4 Filing Status
  Learn how to review the status of a submitted MU4 filing in NMLS.
  - Viewing Your MU4 Filing Status in NMLS Connect
    How to check your MU4 filing status in NMLS Connect.
  - Using the Individual Dashboard to Determine MU4 Filing Status
    Learn how to use the Individual Dashboard in NMLS to monitor the status of your MU4 filings.
  - Using Composite View to Determine MU4 Filing Status
    Learn how to use the Composite View tab in NMLS to check the status of your license or registration application.
- Responding to License Items for Individuals
  Learn how to respond to license items issued by state regulators during the review of your MU4 application.
- Requesting Additional Individual Licenses
  Understand how to request additional state licenses or registrations using the MU4 filing in NMLS.

Viewing Your MU4 Filing Status in NMLS Connect

How to check your MU4 filing status in NMLS Connect.

About this task

For details on the meaning of each status, see License Status Definitions.

Procedure

Navigate to the NMLS Login page (State Context).
Log in to your NMLS account.
Review the information in the My Licenses section.
Click Requests & Filings (checklist icon) on the left navigation panel to review information on open and completed filings.

Note: You can filter the information you see by selecting the Open or Completed tabs and using the Filters available on the left side of the screen.

Contact the NMLS Call Center with any questions: 1-855-665-7123
Monday - Friday from 9:00AM to 9:00PM ET
Available from all U.S. States and Territories.