Completing Amendment Requirements Submitted Outside of NMLS

Explains how to handle amendment-related requirements that are completed outside of NMLS.

About this task

Some MU4 requirements must be completed outside of the NMLS system and submitted directly to the appropriate state agency.

Information about the requirements that must be completed outside of the NMLS system can be accessed via the Agency Guidance section of the Individual MU4 Form.

Alternatively, you can refer to the following resources on the NMLS Resource Center:

  • Use the State Licensing Checklist Compiler to generate a custom checklist for your license type and state.
  • Review the Licensing Requirements and Fees Chart for details on document types, delivery methods, and deadlines.

Procedure

  1. Navigate to the NMLS Login page (State Context).
  2. Log in to your NMLS account.
  3. Select Update Record in the Quick Links section.
    The MU4 Form is opened.
  4. Select the Agency Guidance link on the left navigation panel.
  5. Review the agency guidance provided for the licenses that are a part of your Individual MU4 Filing.
  6. Identify all requirements that are indicated to sent directly to the state agency.
  7. Prepare and submit all required documents within the timeframe listed in the Agency Guidance section.