Attesting to MU4 Filings Created by Sponsoring Company

Describes how to attest to Individual MU4 Filings created by a sponsoring company.

About this task

When attestation is required, you will receive an email notification instructing you to attest to a filing. When a sponsoring company creates an Individual MU4 filing for a sponsored individual, the individual must attest before submission.

Procedure

  1. Navigate to the NMLS Login page (State Context).
  2. Log in to your NMLS account.
    Note: If you are landed on the NMLS Classic screen:
    • Ensure you are in the State context by selecting State from the You are currently drop down list.
      NMLS Context Selector
    • Select the NMLS Connect tab to manage your individual filing.
  3. Select the MU4 Filing link under My Tasks.
    Note: The status will be Attestation Requested.
  4. Review the filing for accuracy.
  5. Select the Attest and Submit link in the left navigation panel.
  6. Review the errors and warnings in the Completeness Check section.
    Note: If there are any outstanding items, satisfy each item before attesting to the form.
  7. Select I verify that I am the named person above and agree to the language as stated.
  8. Select the Attest button.

Results

The filing is returned to your sponsoring company for final submission and payment.