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Financial Statements and Reporting
Chapters VII and VIII address the financial reporting requirements for companies, the mortgage and money services businesses call reports, and uniform authorized agent reporting.
Chapter VII—Financial Statement and Net Worth Filing
NMLS enables company account administrators and designated company users to file financial statements (FS) in a single PDF document (8MB file size limit) through the system. Companies are often required to file a financial statement prior to submitting a license application, on an annual basis, or at other designated times during the year.
Attest and Submit
The Submit Filing button will only appear if the Financial Statements Filing passes all completeness checks.

Financial Statements and Reporting
Chapters VII and VIII address the financial reporting requirements for companies, the mortgage and money services businesses call reports, and uniform authorized agent reporting.
- Chapter VII—Financial Statement and Net Worth Filing
  NMLS enables company account administrators and designated company users to file financial statements (FS) in a single PDF document (8MB file size limit) through the system. Companies are often required to file a financial statement prior to submitting a license application, on an annual basis, or at other designated times during the year.
  - General Instructions
    General instructions for filing net worth and financial statements for companies.
  - Manage Filings—Financial Statements
    As required by the license type for which you are applying, new applicants will not be able to submit a completed Company Form (MU1) unless the appropriate financial statement has been attached to their record.
  - Financial Information
    Licensees are required to submit a financial statement and meet the net worth requirement that satisfy the highest, or most stringent, standard among all NMLS states in which they are licensed or are applying for licensure.
  - Accountant Information
    Companies must provide the information listed on this page if the financial statement was prepared by an accounting firm.
  - Financial Statement Attachment
    Companies must attach the financial statement that corresponds to the Period Type, Classification, and Period End Date selected under MANAGE FILINGS – FINANCIAL STATEMENTS and FINANCIAL INFORMATION.
  - Attest and Submit
    The Submit Filing button will only appear if the Financial Statements Filing passes all completeness checks.
- Chapter VIII—Call Reports
  NMLS accommodates both the Mortgage and Money Services Call Reports.

Attest and Submit

The Submit Filing button will only appear if the Financial Statements Filing passes all completeness checks.

When clicking the Submit Filing button, applicants and licensees are making a legal attestation to all states in which they are applying for or maintaining a license through NMLS.

After clicking the Submit Filing button, the financial statement filing is submitted to the regulator(s)for review. If you are submitting a financial statement in conjunction with a new company license application, return to the Company Form (MU1) filing to complete this submission.

Certain states may require designated individuals attest to and submit the financial statements. Please consult state licensing requirements to ensure the appropriate individual is performing this function.

Attest and Submit screen for Financial Statements

Contact the NMLS Call Center with any questions: 1-855-665-7123
Monday - Friday from 9:00AM to 9:00PM ET
Available from all U.S. States and Territories.