Upload Documents for Individual Filings

NMLS includes functionality that allows an individual to upload documentation required for Individual Forms (MU2/MU4) as required by your state regulator.

When uploading a document in NMLS:
  • Only upload documents that are applicable to the type of document selected from the Document Type drop-down menu.
  • If you need to upload a document for an explanation regarding bankruptcy, foreclosure actions, outstanding judgments or liens, or delinquent child support payments, these should be addressed in the Disclosure Explanation section of your Individual (MU2/MU4) filing and not in the Document Upload section.
  • If you have multiple documents for one document type, combine them into one PDF and upload as one document.
  • File names must adhere to the specifications provided in the Appendix 4: Document Upload Descriptions and Examples.
  • See About the Document Library for more information on what regulators and company users can view in NMLS.
    Note: NMLS does not provide the ability to upload all documents a state agency may require. Do not upload documentation into NMLS that is not available for selection..