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NMLS MU Forms
Chapters II through V explain specific details of each state licensing form: MU1; MU2; MU3; and MU4.
Chapter IV—NMLS Branch Form (MU3)
The Branch Form (MU3) is the branch office information tied to a company’s record. The Branch Forms may only be submitted after a company submits a Company Form (MU1).
Branch Manager*
NMLS requires the identification of a Branch Manager. The Branch Manager must have a completed Individual Form (MU2) filed at the same time as the Branch Form (MU3).

NMLS MU Forms
Chapters II through V explain specific details of each state licensing form: MU1; MU2; MU3; and MU4.
- Chapter II—NMLS Company Form (MU1)
  NMLS Company Form (MU1) must be completed by a company applying for a license/registration in one or more states.
- Chapter III—NMLS Individual Form (MU2)
  The Individual Form (MU2) must accompany the Company or Branch Form. Each individual identified as a Control Person, Qualifying Individual, or a Branch Manager for the applicant, must complete the Individual Form (MU2).
- Chapter IV—NMLS Branch Form (MU3)
  The Branch Form (MU3) is the branch office information tied to a company’s record. The Branch Forms may only be submitted after a company submits a Company Form (MU1).
  - General Instructions
    General instructions for filing form MU3, including filing, main in-state branch location, and data shared to NMLS Consumer Access.
  - Create a Branch (MU3) Filing
    The address information listed here must be for the Branch location.
  - Business Activities
    Applicants and licensees should indicate all business activities the branch engages in, regardless of whether those activities are undertaken in a state in which they are applying for a license or whether the state manages certain license types in NMLS.
  - Request a License
    The Request/Transition License(s) screen identifies the license / registration types available based on the business activities (see reference/policyGuide/maps/topics/nmlsPG_bizActivityDef.html for the current business activities list and definitions) and states selected.
  - License / Registration Information
    The License/Registration Information screen will display a list of all license/registration requests pending submission as well as any previously submitted license/registration requests.
  - Identifying Information*
    Physical address, mailing adfress, business phone, fax, and email on the MU3 form.
  - Other Trade Names
    Other Trade Names must be completed for all the other names the company will be using at this branch location.
  - Branch Manager*
    NMLS requires the identification of a Branch Manager. The Branch Manager must have a completed Individual Form (MU2) filed at the same time as the Branch Form (MU3).
  - Web Addresses*
    A Web Address is optional in NMLS. If a web address is provided, applicants must indicate if the company is accepting applications or transacting business through the website.
  - Books and Records Information
    Applicants and licensees must list the company name and address of the location where books and records are stored. They must also list the name of the individual at this location that should be contacted with inquiries about or to gain access to the books and records.
  - Operation Information
    Consult state licensing requirements if a Yes answer to any of these questions requires the submission of items outside the system.
  - Expense Information
    If you answered Yes to the fourth question on the previous screen [Other than the entity, is anyone responsible for the expenses or have a financial interest in the activities of this branch?], you must provide information about the entity here.
  - Advance Change Notice (ACN)
    NMLS allows state licensees to submit certain changes to their NMLS Record in advance of the desired effective date. This functionality permits state regulators to electronically process future NMLS Record amendments and reduces the forms and filings submitted outside the system. State licensing requirements should be consulted as to when items should be submitted.
  - Document Uploads
    The Document Uploads section allows users to upload and submit PDF documents to regulators.
  - Historical Filings
    The Historical Filings section under the Filing tab contains copies of previously submitted Branch filings.
  - MU2 Form
    The system requires an Individual Form (MU2) to be completed for each Branch Manager.
  - Attest and Submit
    The Attest and Submit button for the MU3 Branch Form will only appear if the Company Form (MU1) passes all completeness checks, including Individual Form (MU2) attestations.
- Chapter V—NMLS Individual License Form (MU4)
  The Individual License Form (MU4) is the Individual Mortgage License / Registration & Consent form.

Branch Manager*

NMLS requires the identification of a Branch Manager. The Branch Manager must have a completed Individual Form (MU2) filed at the same time as the Branch Form (MU3).

The Branch Manager must meet the requirements of the states for which the branch is requesting licensure. There can only be one Branch Manager for each Industry Type and State combination.

Individuals listed as a Branch Manager on the Branch (MU3) Form must have an individual NMLS account and will be required to complete an Individual (MU2) Form. One or more Branch Managers may be required depending on the licenses held by the Branch.

A branch license can be surrendered without a Branch Manager associated with the Branch. If a Branch Manager has, in anticipation of branch closure for instance, severed their relationship with the licensee, the licensee may surrender all licenses associated to that branch manager. Any license the licensee wishes to retain must have a branch manager associated before the Branch (MU3) Form can be submitted to surrender a license or make any other updates. When a branch surrenders their last license the Branch Manager is automatically disassociated with the Branch.

MU3 Branch Manager Information section for branches on the NMLS Company MU1 application

Contact the NMLS Call Center with any questions: 1-855-665-7123
Monday - Friday from 9:00AM to 9:00PM ET
Available from all U.S. States and Territories.