Management Chart

Management Chart

General/State-Specific

General

Document Description(s)

Management chart displaying the applicant’s directors, officers, and managers (individual name and title). Must also identify compliance reporting and internal audit structure.

File Name Format

[Company Legal Name] Management Chart

Amendments

Must be replaced when management personnel is adjusted. Existing document must be removed and replaced by new document. Will not be processed unless old document is removed.

Does Not Include

Organizational Structure Chart, Business Plan.

Upload Location

COMPANY FILING (MU1)