Flow of Funds Structure

Flow of Funds Structure

General/State-Specific

General

Document Description(s)

Document required by a small number of states, refer to State License Checklist Compiler to determine if your license requires this document to be submitted.

Provide description of each type of transaction or service to be conducted. For each type, describe each step starting with the first encounter with the consumer and ending at the completion of the transaction when money is received by the beneficiary.

File Name Format

Flow of Funds Structure

Amendments

Existing document must be removed and replaced by new document. Will not be processed unless old document is removed.

Upload Location

COMPANY FILING (MU1)