ACN Related Documents

General/State-Specific

General and/or State-Specific

Document Description(s)

Documents related to an ACN. These documents are for pre-notification purposes only and once the transaction has processed, the final versions must be uploaded under the non-ACN related category and removed from the ACN category.

File Name Format

General Documents:

ACN – [Document Type] (e.g., ACN – Amended Articles)

State Specific Documents:

ACN – [State Prefix] – [Document Type] (e.g. ACN-VT-Surety Bond)

Amendments

If applicable, on the change effective date, the final versions of the documents must be uploaded in the document upload area under the non-ACN related category. Once the final document is uploaded in its proper category, the ACN document must be removed.

Examples

Letter of explanation, preliminary surety bond modification.

Upload Location

COMPANY FILING (MU1) and BRANCH FILING (MU3)