Electronic filings through NMLS may be delayed if all required items on the appropriate checklist below are not submitted to the regulator.
Check state agency website for further information: Indiana Secretary of State Securities Division
Electronic Surety Bonds (ESB)
Electronic surety bonds (ESB) for the license/registration types listed below will be available in NMLS starting January 23, 2017.
New company license applications submitted for the following license types after January 23, 2017 will be required to meet all surety bond requirements by completing the electronic surety bond process. See the ESB Adoption Map and Table for more information.
-Loan Broker License
Companies holding any of these license/registration types are required to convert their existing surety bond to NMLS via the submission of an ESB by July 1, 2017. See the IN-SOS ESB Conversion Plan for more information.