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State Licensing Requirements
Common Requirements
Renewals
Financial Statements
Professional Requirements
Policy
Transition Chart

 State Licensing Requirements 

 

Common Requirements

The following requirements are handled through a common process for all jurisdictions:

Renewals - Annual license renewal for 2010

Financial Statements - Submitting financial statements through NMLS

Professional Requirements - Testing, education and background check requirements for individual Mortgage Loan Originators

Policy - Common policies, including the Policy Guidebook for Licensees

Company Licenses Description Requirements Checklist
Mortgage Lender License This license is required of any business entity who engages in the mortgage loan business by directly or indirectly originating and closing mortgage loans with its own funds in the primary market for consideration. (More Details)
Mortgage Loan Correspondent License This license is required of any business entity who engages in the mortgage loan business by directly or indirectly originating and closing mortgage loans in his or her own name utilizing funds provided by a Wholesale Table Funder or other funding source and simultaneously assigning the mortgage loan to a Wholesale Table Funder. (More Details)
Mortgage Consumer Discount Company License This license is required of a business entity that holds a Consumer Discount Company License and has employees that act as mortgage originators, regardless of the statutory authority under which the Consumer Discount Company is operating. (More Details)
Partially Exempt Mortgage Company Registration This registration is available for any business entity exempt from a mortgage business licensing requirements but has employees that are licensed mortgage originators. (More Details)
Mortgage Broker License This license is required of any business entity who engages in the mortgage loan business by directly or indirectly negotiating or placing loans for others in the primary market for consideration. (More Details)
Branch Licenses Description Requirements Checklist
Mortgage Lender License (Branch) This license is required of any office location or other place of business, other than the principal place of business, where a business entity engages in the mortgage loan lender business. (More Details)
Mortgage Loan Correspondent License (Branch) This license is required of any office location or other place of business, other than the principal place of business, where a business entity engages in the mortgage loan correspondent business. (More Details)
Partially Exempt Mortgage Company Registration (Branch) This registration is available for any office location or other place of business, other than the principal place of business, where a business entity engages in the partially exempt mortgage loan business. (More Details)
Mortgage Broker License (Branch) This license is required of any office location or other place of business, other than the principal place of business, where a business entity engages in the mortgage loan broker business. (More Details)
Mortgage Consumer Discount Company License (Branch) This license is required of any office location or other place of business, other than the principal place of business, where a business entity engages in the mortgage loan business as a Consumer Discount Company. (More Details)
Individual Licenses Description Requirements Checklist
Mortgage Originator License This license is required of an individual who takes a mortgage loan application or offers or negotiates terms of a mortgage loan for compensation or gain. (More Details)
Sole Proprietor Mortgage Originator License This license is required of a sole proprietor who is a licensed mortgage business and is an individual who takes a mortgage loan application or offers or negotiates terms of a mortgage loan for compensation or gain. (More Details)
 

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