Indiana SOS

Electronic filings through NMLS may be delayed if all required items on the appropriate checklist below are not submitted to the regulator.

Check state agency website for further information: Indiana Secretary of State Securities Division

The following requirements are handled through a common process for all jurisdictions:

Renewals - Annual license renewal for 2010

Financial Statements - Submitting financial statements through NMLS

Professional Requirements - Testing, education and background check requirements for individual Mortgage Loan Originators

Policy - Common policies, including the Policy Guidebook for Licensees

Company Licenses	Description	Requirements Checklist
Loan Broker License	This License is required of any company or sole proprietorship which obtains, or assists in obtaining an Indiana residential mortgage loan from a third party. (More Details)	New Application Amendment Surrender
Branch Licenses	Description	Requirements Checklist
Loan Broker Branch License	This License is required of any location of a loan broker other than the principal location that brokers Indiana residential mortgages. (More Details)	New Application Amendment Surrender
Individual Licenses	Description	Requirements Checklist
Principal Manager License	Any individual involved in origination activities with a loan broker who oversees the day to day operations of a given location. The individual has satisfied the minimum three (3) year experience requirement under Ind. Code § 23-2-5-5(c)(8) (More Details)	New Application Amendment Surrender
Mortgage Loan Originator License	Any individual involved in origination activities with a loan broker. (More Details)	New Application Amendment Surrender

State Licensing Requirements