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 Resources - Policy Notices

Notice to inform NMLS approved course providers and industry of a policy regarding the eligibility of instructors to teach NMLS approved courses.
NMLS policy and criteria for approving course providers
NMLS policy and criteria for approving courses
NMLS policy for when and how to report course completions
NMLS policy on the four approved classroom formats
Policy and Fee Payment Options When Using NMLS Education Management System - Effective May 13, 2013
NMLS policy on the retention of materials submitted for NMLS course provider and course approval
NMLS policy on what is considered to be acceptable business arrangements for the promotion, selling, reselling, and marketing of NMLS approved courses.

 Resources - Guidance & Best Practice Notices

Provides background information and details for how to submit and properly credit bank Late CE courses
Information about how PE and CE course content should differ
Information on how to comply with the SAFE Act's two year rule
Notice regarding the Dodd-Frank Act and how course providers can properly utilize it in their course content
Updates regarding the summary of Regulations and Summary of Recent CFPB Mortgage Rules
Job description and responsiblities of an NMLS Course Evalutor. Please read thoroughly before applying.
Notice regarding updated guidance on the requirement to change names in case studies that are required in NMLS approved courses
Provides guidance to NMLS approved course providers about how to develop courses that are intended to satisfy the annual continuing education (CE) requirements of the SAFE Act. (Updated March 21, 2014)
This document offers clarification and an example for the course cover page which is required in section 1.6.2 of the functional specifications.
Updated 03/27/2017: Notice regarding SRR's Course Provider Working Group.
FAQs for the Education Management System (EMS) security enhancements.

 Resources - Education Requirement Change Notices

REVISED 3/17/2015 - Updates regarding State-Specific Education Requirements for the Vermont Department of Financial Regulation (VT-DFR)
REVISED 3/17/2015 - Updates regarding State-Specific Education Requirements for the Nebraska Department of Banking and Finance (NE-DBF)
4/6/2015 - Updates regarding State-Specific Education Requirements for the Tennessee Department of Financial Institutions (TN-DFI)
7/8/2014 - Updates regarding State-Specific Education Requirements for the Hawaii Department of Financial Institutions (HI-DFI)
REVISED 4/30/2015 - Updates regarding State-Specific Education Requirements for the Texas Department of Savings and Mortgage Lending (TX-SML)
8/28/2013 - Updates regarding State-Specific Education Requirements for the Maryland Office of the Commissioner of Financial Regulation (MD-OCFR)
7/8/2014 - Updates regarding State-Specific Education Requirements for the Connecticut Department of Banking (CT-DOB)
09/09/2014 - Updates regarding State-Specific Education Requirements for the New Hampshire Banking Department (NHBD)
10/01/2014 (corrections made 4/10/15) - Updates regarding State-Specific Education Requirements for the California Department of Business Oversight (CADBO)
REVISED 3/26/2015 - Updates regarding State-Specific Education Requirements for the Washington Department of Financial Institutions (WA-DFI)
4/10/2015 - Updates regarding State-Specific Education Requirements for the Rhode Island Division of Banking Regulation
4/17/2015 - Updates regarding State-Specific Education Requirements for the Pennsylvania Department of Banking and Securities
5/8/2015 - Updates regarding State-Specific Education Requirements for the District of Columbia Department of Insurance, Securities and Banking (DISB)
5/29/2015 - Updates regarding State-Specific Education Requirements for the Idaho Department of Finance (ID-DOF)
6/22/2015 - Updates regarding State-Specific Education Requirements for the Massachusetts Division of Banks (DOB)
6/30/2015 - Updates regarding State-Specific Education Requirements for the Oklahoma Department of Consumer Credit (OK-DOCC)
12/14/2015 - Updates regarding State-Specific Education Requirements for the New York Department of Financial Services (DFS)
9/16/2016 - Updates regarding State-Specific Education Requirements for the Florida Office of Financial Regulation (FL-OFR)
REVISED 5/23/2016 - State-Specific Prelicensing Education Requirements for the Colorado Department of Regulatory Agencies (DORA)
REVISED 5/23/2016 - State-Specific Continuing Education Requirements for the Colorado Department of Regulatory Agencies (DORA) for the 2016 calendar year
NEW 10/19/2016 - State-Specific Education Requirements for the Colorado Department of Regulatory Agencies (DORA) for the 2017 calendar year
Nevada Division of Mortgage Lending Pre-licensure Education (PE) Notice outlines the required topics to be covered in the 4 hour state specific pre-licensure education (PE) requirement
Nevada Division of Mortgage Lending Continuing Education (CE) Notice outlines the required topics to be covered in the 3 hour state specific continuing education (CE) requirement.
Kentucky Department of Financial Institutions (KY-DFI) Continuing Education (CE) Notice outlines the required topics to be covered in the 1-hour state specific continuing education (CE) requirement
Arizona Department of Financial Institutions (AZ-DFI) Pre-licensure Education (PE) Notice outlines the required topics to be covered in the 4-hour state specific pre-licensure education (PE) requirement.
Missouri Division of Finance (MO-DOF) Continuing Education (CE) Notice outlines the required topics to be covered in the 1-hour state specific continuing education (CE) requirement.
Mississippi Department of Banking and Consumer Finance (MS-DBCF) Pre-licensure Education (PE) Notice outlines the required topics to be covered in the 4-hour state specific pre-licensure education (PE) requirement.
Indiana Secretary of State (IN-SOS) Pre-licensure Education (PE) Notice outlines the required topics to be covered in the 2-hour state specific pre-licensure education (PE) requirement.
Montana Division of Banking and Financial Institutions (MT-DBFI) Pre-Licensure Education (PE) Notice outlines the required topics to be covered in the 4 hour state specific pre-licensure education (PE) requirement
South Carolina BFI & DCA Pre-Licensure Education (PE) Notice outlines the required topics to be covered in the 3-hour state specific pre-licensure education (PE) requirement. Alert added in V1.2.
Idaho Department of Finance (ID-DOF) Pre-licensure Education (PE) Notice outlines the required topics to be covered in the 2-hour state specific pre-licensure education (PE) requirement.
Oregon Department of Consumer and Business Services (OR-DCBS) Pre-Licensure Education (PE) Notice outlines the required topics to be covered in the 4-hour state specific pre-licensure education (PE) requirement.
Oregon Department of Consumer and Business Services (OR-DCBS) Continuing Education (CE) Notice outlines the required topics to be covered in the 2-hour state specific Continuing Education (CE) requirement.
Michigan Department of Insurance and Financial Services (MI-DIFS) Pre-licensure Education (PE) Notice outlines the required topics to be covered in the 2-hour state specific pre-licensure education (PE) requirement.
 
 

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